FINRA Reviews 51

I have got some contact from compagnies that try to look like finra. So I search for a mailadress so I could send it to them, but no succes.
Then I fill out a form totaly, but if were impossibel to send it. I have filled out my identiti 100%. but the system did not accept it.
SO IT IS IMPOSSIBEL TO HELP COMPAGNIES AGAINST THEER CLOONS: john

My account was locked without warning, and I was unable to withdraw my money. I contacted them repeatedly but only got results after getting help from ҉G҉҉L҉҉L҉҉P҉ • ҉U҉҉K҉

The moment I requested a withdrawal, they required extra deposits and still refused to release my funds. With assistance from Klum Pesters, I eventually recovered my money.

estas personas me hicieron creer en recuperar mi dinero primero me hicieron pasar una cantidad simbolica segun ellos 80 eros pero luego me pidieron que para afianzar la cuenta y poder retirar mas dinero de mi blockchain me pidieron 500 euros y dessapprecieron supopngo con los 500 euros y los que tenia en mi cartera

Bonjour 👋
Finra travaille avec des personnes non qualifiés et ils connaissent pas leur travail
J’ai eu affaire avec Gisons et Scott pour récupérer de l’argent suite à une arnaque en ligne sur plate-forme VESTofx, ils ne m’ont pas donné les informations concernant comment ça fonctionne et sur le parcours de plusieurs semaines je pouvais plus les suivre ( question de cohérence)
Ils mon dit que ils ont trouvé des fonds sur Blockchain à mon nom et que pour pouvoir récupérer, je devais payer des sommes que je disposer pas ( suite à une arnaque je dois payer des sommes sur coinbase et Blockchain où Trustwallet)
Je trouve pas normal et moi j’ai commencé à me renseigner si cela fait partie de la norme sur Blockchain
Bien sûr que ils m’ont manipulé, désormais, je me suis fait arnaqué par la société FINRA et par ses complice
Actuellement je me retrouve abandonné, arnaque par tout système corrompu, j’ai perdu 5250$ avec VESTofx et 2200$ avec Finra
Comment je peux me sortir ?
Je suis père de famille avec 4 enfants à charge, mon épouse travaille pas… , je n’ai jamais demandé d’être riche, j’ai juste demandé de l’aide 🥹
J’espère que quelqu’un dans cette affaire me comprendra et ils m’apporte de l’aide

I sent a 34 page letter to President Trump on the Collusion and Organized Crime between the SEC, FINRA & Brokerages. The Arbitrators have no benefit to rule in an investors favor because the Brokers are their repeat customers. We the investors, will never be dumb enough to ever use FINRA Arbitration ever again and I know I will never trust the market to invest because I have not protection! Please write to president Trump asap. I know he will do something about how corrupt FINRA is! Search for "Whistleblowers Tell All!"

Lamentablemente, los teléfonos registrados en sus páginas de internet ninguno esta activo, todos están fuera de servicio. sí deseas información no hay donde solicitarlo, las direcciones de correos electrónicos no son respondidos.
Estoy siendo estafado por supuestos empleados de esta firma y no logro contactar a nadie. que lastima de publicaciones.

Buongiorno,DEVO ANCORA SOTTOLINEARE I TRUFFATORI SERIALI DELLA FINRA IL SIG. FRANCESCO SETOLA E LA FINTA DOTT.SSA GIULIA CATERINI MI HANNO FATTO CREDERE DI RECUPERARE I FONDI PERDUTI IN UNA TRUFFA DA UNA PIATTAFORMA FRAUDOLENTA .. MA HANNO FATTO VERSARE DENARO DA FALSI DOCUMENTI DI BINANCE DI ESMA E DI EBA ....NON FIDATEVI ..SONO TRUFFATORI VI RUBANO SOLO DENARO PER LORO ....VI DICONO CHE VI AIUTATO MA VI TRUFFANO ...ATTENTI A QUESTA GENTAGLIA ....

Anche io ho ricevuto una chiamata da Giulia Caterini che mi ha fatto sborsare soldi inutilmente, giustificandole sempre come spese di tasse o versamenti a garanzia del fatto che non era denaro di provenienza illecita.

Salve a tutti ho avuto una esperienza pessima con la FINRA a Roma con i falsi broker Giulia Catering e Francesco Setola, hanno contattato dicendo e facedomi versare denaro tramite ESMA e Binance ....coche avvenuti i pagamenti ( c.ca 5500€) non si fanno più sentire UNA TRUFFA. LASCIATE STARE CHI VI VONTATTA DA FINRA DI ROMAA...SONO LADRI ....

Estafa mala educación y agresividad y pidiendo dinero por delante

FINRA Arbitration has helped me get serious settlement offers from my father's wealth management firm that breached fiduciary duty and significant increased his rates when he was a senior citizen with significant cognitive decline. ... although I did not take the settlement offers - because we were legally entitled to so much more. We now have to file a petition to vacate the unjust FINRA ruling - that went against all our perfectly presented concrete evidence of Respondent's wrongdoings - its a crazy world we live in. We proved my 80 year old father had significant cognitive decline (via expert medical witness testimony), that the 56% unlawful fee increase was retroactively implemented prior to my father's unlawful signature - on OPCO's complaint department email denying our 100% legitimate complaint - and a whole lot more. Therefore, my advice is to take any settlement offered because the opportunity cost for battling evil and wrongdoing isn't worth it.

Bonjour a tous
J'ai lue tout les commentaires
Et tous apart un qui est satisfait de sept entreprises
Tous vous regrette d'avoir eu affaire a eux
Voilà mon problème
J'ai été contactée par un conseiller Mercredi 15/janvier 2025 par un de leurs conseils.
Après avoir échangé téléphoniquement avec se conseiller j'ai eut plusieurs questions qui me sont apparu et en plus de lit vautre commentaires j'aurais besoin de vaux conseil et de savoir faire pour récupérer mes investissements en crypto que j'ai été escroquer par une société de trading.
S'il vous plaît vaut conseil sont très importants pour moi puisque j'ai été menacé par la société de pû j'ai investi mon argent.
Je résident en France et j'ai besoin de savoir comment faire pour récupérer mes investissements et bien sûr mes profils gagner.

Cordialement
.

To the federal government and everyone who values ethics and justice: please listen. My struggles deserve to be recognized and ignoring them only continues the fight for fairness. FINRA has subjected me to numerous injustices and must be held accountable for its actions. In my case, it failed to uphold the laws and regulations set forth by the Securities and Exchange Commission and disregarded my rights as an investor.

Case number: 23-03094

I simply placed a limit order to sell a set number of shares, but (Webull) my broker failed to execute it. This was despite there being enough shares available and the stock price rising $1.07 above my asking price. Yet, the trade never went through. I tried to resolve the issue directly with Webull but got nowhere, so I decided to take legal action through FINRA.

My broker (Webull) deceived me as a client, and FINRA didn’t not protect or prioritize me as an investor, nor did it uphold the laws and regulations established by the Securities and Exchange Commission (SEC).

According to the SEC Rule 611, Section 11A of the Exchange Act.,
“Promotes five objectives:
(1) economically efficient execution of securities transactions
(2) fair competition among broker-dealers, among exchange markets, and between exchange markets and non-exchange markets
(3) price transparency
(4) best execution of investor orders
(5) an opportunity, consistent with economic efficiency and best execution, for investor orders to meet without the participation of a dealer. As discussed in Section III.”

However, FINRA undermined the SEC rules and regulations....

From my experience, FINRA is a very deceptive and unethical organization. They dismissed my case with the statement, “Claimants failed to state a case,” despite clear evidence and facts to the contrary - Webull created its own policies that blatantly conflict with the fundamental laws of FINRA and the SEC. Although they are licensed by FINRA and legally obligated to adhere to these regulations, they were not held accountable for their actions in my case. As a result, I have been left as the victim of their misconduct.

To make matters worse, they hit me with outrageous arbitrator fees, turned a blind eye to the broker's shady practices, and completely failed to live up to their promise of protecting investors—or respecting the Securities and Exchange Commission (SEC) laws and regulations

I am the victim in this situation, Finra’s action cost me everything. This all happened because I stood up for justice and held Webull accountable for their unlawful business practices.

If you’re facing a dispute with your broker, consider seeking justice in federal court rather than through FINRA.

Ami me llamaron para recuperar mis fondos me sacaron 2025 euro y a día de hoy nada de nada perdí todo y e puesto una denuncia por fraude dicen que trabajan para la reserva federal todo mentira gente sin escrúpulos arruinada estoy

Attenzione sono truffatori
si presentano per aiutarti a recuperare degli investimenti persi, poi piano arivano mail con richieste di versamento su Esma e Eba società di controllo europee sembra tutto ok alla fine i tuiu soldi spariscono e arrivano mail da Banca d'italia.cc faccio controllare a bnanca d'italia ed è tutto falso!!!! Fregati per la seconda volta!

I was amazed they replied to my complaint against eToro in 3days. I really wasn't expecting it, just hoped somebody would help and hear me out, and am so happy they did.
For all victims of eToro, you can ask help from FINRA
Thank you very much

ESTE ENTE DE CONTROL SE PONE DE PARTE DE LA EMPRESA QUE ME ROBO UN ASESOR DE LA FTNRA TRATO DE EXTORCIONARME ALEJANDRO NOA

I have started investing with Markettrade around June, the onboarding was easy and I was assigned an advisor by the name of Tom. Everything was going so well with Tom, he was very engaging, supportive and a good listener.
Everything changed last week on the 15/08 when Tom informed me that he’s leaving and my account will be handled by the guy called Albert. I never meet someone whom is a financial advisor and so rude from day 1 we met, nothing good came out of this. He spoke to me like I’m an illiterate or stupid.
He doesn’t have customers service , he has a stinky attitude and he doesn’t care about people. I don’t know how this company employs or choose their advisor because this one bad move.
What happened today took a cup. He said to me « WHAT THE F… MUST HE DO » I was like really is this the way your advisor talk to the clients? I’m so disappointed and hurt on how I have been handled by this guy.

I don’t want to to any business with him, I request that Albert must be removed from my account and get someone or put Tom back to this account so we can finish what he started.
All I know is that I’m going to spread the word all over the socials to make sure that the know what kind of people are working for this company.

I hope someone will take time to read and action this, I may not have millions to invest but the fact of the matter is that I’m a client and I should be treated with respect.

Mi hanno contattato per recuperare una truffa del passato, bene da 250€ che avevo perso e ben dimenticato i "signori" non soddisfatti ne volevano altri, affermando che il mio investimento fosse salito a 33mila e passa.
Fortunatamente ho controllato le recensioni su TrustPilot e me la sono scampata.
State sempre ben attenti ai numeri privati e ricordate che nessuno regala soldi!